Compliance Advisory Manager (Wealth)
Location
london, london
Job Type
Full-time
Category
Investment Management
Posted
June 15, 2026
- Strong working knowledge of the UK regulatory landscape, with particular exposure to AFM and COLL frameworks
- Confident producing clear, concise regulatory summary reports and presenting findings to key stakeholders
- Experience contributing to compliance initiatives, projects and thematic reviews — including flowcharts, gap analysis and deep-dive work
- Proven ability to manage a shared team inbox, ensuring timely triage and that nothing falls through the cracks
- Diligent approach to maintaining compliance filing systems and ensuring documentation is always audit-ready
- Experience reviewing scheme changes and associated documentation, including prospectuses and Investment Management Agreements
- Hands-on oversight of fund documentation including fact sheets and KIID reviews
- A collaborative team player who can flex to support senior stakeholders as regulatory priorities evolve
- Proactive, accountable and composed und...