Compliance Manager (Wealth)
Location
Mumbai, Maharashtra
Job Type
Full-time
Category
Business Operations Specialists
Posted
June 26, 2026
Pre-requisites:
- 5 to 7 years of experience in wealth, asset management, or capital markets compliance.
- Strong hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.
- Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.
- Strong stakeholder management skills with ability to work closely with business teams.
What You’ll Do:
- Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.
- Manage end-to-end SEBI regulatory filings, audits, and inspections.
- Provide strong exposure to regulatory interpretation and implementation across functions.
Responsibilities
- Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.
- Manage end-to-end SEBI regulatory filings, audits, and inspections.
- Provide strong exposure to regulatory interpretation and imp...