Compliance Officer
GLOUCESTER
Salary £32000 - £40000 TypePermanent WorkplaceOn-Site Ref89753Compliance Officer
Gloucester | Office-based | Part-Time or Full-Time
A well-established Financial Planning firm in Gloucester is looking to appoint an experienced Compliance Officer to provide hands-on regulatory oversight and support the firms advisers and wider team.
This is a fully office-based, permanent role with flexible hours (minimum c.20 hours, potentially up to full-time), ideal for someone who enjoys being embedded in the business and playing a key role in maintaining high compliance and advice standards.
The Role
Pre- and post-advice file reviews, including suitability reports and client documentation
Ongoing compliance monitoring and regulatory oversight across the business
Supporting the firms T&C framework, adviser oversight, and CP...