Compliance Officer, Insurance Registrations

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TheCompliance Officer – InsuranceRegistrations isa seniorrole withintheBMO Registrations and Continuing Educationteam,accountable for thegovernance, oversight, and execution of insurancelicensing forBMO Estate Insurance Advisory Services Inc. (EIASI). 

The role carriesenterprise‑level compliance and regulatory risk accountability, with responsibility for ensuring adherence toprovincial and territorial insurance regulatory requirements,maintainingthe firm’s licensing and E&O controls, and acting as an escalation point for high‑risk or complex registration matters. 

This positionoperateswithsignificant independence, judgment, and influence, partnering with regulators, seniorCompliance leadership, and internal stakeholders across the organization. 

Core Accountabilities 

Compliance & Regulatory Oversight