Compliance Officer

STRIVE Recruitment • Vancouver, British Columbia, Canada • Posted March 22, 2026

Location Vancouver, British Columbia

Job Type Permanent

Category Business Operations Specialists

Posted March 22, 2026

The Role
A well-established investment firm is seeking a Compliance Officer to join its team. Reporting to senior compliance leadership, this role requires a professional with strong attention to detail, exceptional client service skills, and the ability to take initiative when facing new responsibilities and challenges.
The firm values independence, entrepreneurial thinking, and long-term relationships with clients and investors across sectors such as energy, mining, technology, and special situations.
Responsibilities
Review and approve new and updated client accounts, including individual, entity, and institutional accounts.

Conduct daily and monthly supervision of accounts and trades to ensure compliance with applicable regulatory requirements.

Perform ad hoc and time-sensitive assessments or investigations into trade and account-related concerns as directed by senior compliance management.

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