Compliance Senior Manager – Data, Personal Data, Compliance Risks
Location
Greater London, England
Job Type
Full-time
Category
other-general
Posted
June 24, 2026
THE COMPANY:
Our client is a leading global Brokerage firm based in the City. They are looking for a Senior Compliance Manager to support the Compliance function in the design, implementation and maintenance of a risk based compliance framework.
THE RESPONSIBILITIES:
Compliance oversight and advisory:
- Provide guidance and objective challenge to the business on the management of compliance risks.
- Undertake compliance monitoring activities in line with the Compliance Plan.
- Ensure the Compliance framework is robust, effective and appropriately embedded across the organisation.
- Produce management information and reporting on the effectiveness of management of compliance risks.
- Support the business in implementing changes to processes and procedures arising from new or amended regulatory requirements, including initiatives to enhance the control framework where required.