Compliance Team Lead, Testing CoE

Support the implementation and execution of the annual compliance testing plan as approved and concurred with businesses

Conduct and oversee compliance testing, monitoring, and quality assurance activities across assigned business areas.

Identify regulatory and control gaps, assess root causes, and provide practical recommendations to improve business processes and strengthen control environments.

Lead testing kick-off meetings, develop detailed testing programs, templates, and questionnaires, and coordinate information and data collection from testing subjects.

Perform testing analysis, follow up on outstanding items, and ensure high-quality working papers and testing evidence are maintained.

Draft clear, accurate, and concise testing reports for management and stakeholders.