Group Manager I, Client Due Diligence

The Toronto-Dominion Bank (Canada) • Toronto, Ontario, Canada • Posted March 23, 2026

Location Toronto, Ontario

Job Type Full time

Category Business Operations Specialists

Posted March 23, 2026

Description
 :Client Due Diligence Oversight & Risk Management
Provide senior‑level expertise and oversight across the end‑to‑end Client Due Diligence (CDD) lifecycle, including client onboarding, periodic reviews, trigger events, and risk re‑assessments within the Capital Markets environment.
Review, challenge, and provide decision support on complex, high‑risk, or non‑standard client cases, including those involving complex ownership structures or elevated risk profiles.
Ensure consistent application of client risk rating methodologies, escalation frameworks, and documentation standards in alignment with AML/KYC and regulatory requirements.
Regulatory Compliance & Control Effectiveness
Operate within the First Line of Defense (1LOD), ensuring CDD processes and controls meet Canadian and U.S. regulatory expectations.
Support regulatory examinations, audits, and testing activities, including providing inf...
            

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