Junior Paralegal, Compliance Asset Management
Location
zürich, zürich
Job Type
Full-time
Category
Other-General
Posted
July 25, 2026
Responsibilities
- Ensure compliance with the guidelines and regulations for each fund transaction within limited time constraints.
- Assist in the preparation of regulatory filings and monitor regulatory tasks.
- Coordinate internal and external parties before, during, and after the settlement of fund transactions, maintaining transparent communication.
- Check the completeness of transaction documents and obtain missing papers or information.
- Review KYC documents prior to each fund transaction and provide them during transactions if ad hoc queries arise.
- Assist the marketing material review process.
- Monitor and analyze new regulatory developments.
- Act as the point of contact for all enquiries related to the settlement of fund transactions and associated documents.
- Collaborate in the optimization of processes and work systems within the department.