Senior Compliance Manager at Purpose Unlimited
Location
winnipeg, mb
Job Type
Full-time
Category
Other-General
Posted
June 19, 2026
Lead compliance initiatives at Purpose Unlimited as a Senior Compliance Manager. This role emphasizes securities regulation, risk management, and proactive advisory in a hybrid work environment.
In this key role, you will oversee the operational integrity of the compliance program while ensuring adherence to regulatory frameworks like NI31-103. Your responsibilities will extend to managing regulatory engagements and developing practical compliance policies. Your expertise will directly influence the business's strategic decision-making and risk management protocols.
Key Responsibilities:
• Advise on securities regulatory requirements and AML obligations
• Manage all regulatory engagements and correspondence
• Execute compliance for Portfolio Manager and Exempt Market Dealer registrations
• Draft and maintain compliance policies and procedures
• Design internal controls and risk management frameworks
Requirements:
• 5+ years compliance experience in a Canadian...
In this key role, you will oversee the operational integrity of the compliance program while ensuring adherence to regulatory frameworks like NI31-103. Your responsibilities will extend to managing regulatory engagements and developing practical compliance policies. Your expertise will directly influence the business's strategic decision-making and risk management protocols.
Key Responsibilities:
• Advise on securities regulatory requirements and AML obligations
• Manage all regulatory engagements and correspondence
• Execute compliance for Portfolio Manager and Exempt Market Dealer registrations
• Draft and maintain compliance policies and procedures
• Design internal controls and risk management frameworks
Requirements:
• 5+ years compliance experience in a Canadian...